Form Type: 4

SEC EDGAR Link
Accession Number:0001077183-19-000230
Date:2019-12-10
Issuer: NEOGENOMICS INC (NEO)
Original Submission Date:

Reporting Person:

MCKENZIE KATHRYN B
12701 COMMONWEALTH DRIVE
SUITE 9 FORT MYERS, FL 33913

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-10 M 8,000 a $8.03 10,273 direct
COMMON STOCK 2019-12-10 S 8,000 d $26.37 2,273 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 8.03 2019-12-10 deemed execution date M 8,000 (d) 2019-02-26 2023-02-26 common stock 8,000 $8.03 40,000 direct
STOCK OPTION (RIGHT TO BUY) 9.07 2019-12-10 deemed execution date 0 ( ) 2018-10-18 2022-10-18 common stock 25,000 $9.07 25,000 direct
STOCK OPTION (RIGHT TO BUY) 19.6 2019-12-10 deemed execution date 0 ( ) 2020-03-01 2024-03-01 common stock 13,894 $19.60 13,894 direct
Footnotes
IDfootnote
f1 on february 26, 2018, ms. mckenzie was granted an option to purchase 48,000 shares of neogenomics, inc. common stock. the options vest ratably over the first three anniversary dates of the grant date.
f2 on october 18, 2017, ms. mckenzie was granted an option to purchase 25,000 shares of neogenomics, inc. common stock. the options vest ratably over the first three anniversary dates of the grant date.
f3 on march 1, 2019, ms. mckenzie was granted an option to purchase 13,894 shares of neogenomics, inc. common stock. the options vest ratably over the first four anniversary dates of the grant date.
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