Accession Number: | 0001209191-19-060236 |
Date: | 2019-12-10 |
Issuer: | GENERAL DYNAMICS CORP (GD) |
Original Submission Date: |
ROUALET MARK C.
C/O GENERAL DYNAMICS CORPORATION
11011 SUNSET HILLS ROAD
RESTON, VA 20190
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-10 | M | 50,195 | a | $70.08 | 169,443 | direct | ||
COMMON STOCK | 2019-12-10 | S | 17,665 | d | $181.35 | 151,778 | direct | ||
COMMON STOCK | 2019-12-10 | S | 32,530 | d | $182.01 | 119,248 | direct | ||
COMMON STOCK | 2019-12-10 | 0 | $0.00 | 9,070 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS | 70.08 | 2019-12-10 | deemed execution date | M | 50,195 (d) | 2020-03-19 | common stock 50,195 | $70.08 | 14,870 | direct |
ID | footnote |
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f1 | sale prices ranged from $181.00 to $181.74. reporting person will provide, upon request by the commission staff, general dynamics, or a general dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
f2 | sale prices ranged from $182.00 to $182.17. reporting person will provide, upon request by the commission staff, general dynamics, or a general dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
f3 | fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015. |