Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-015739
Date:2019-12-10
Issuer: EATON VANCE CORP (EV)
Original Submission Date:

Reporting Person:

LANGSTRAAT BRIAN D.
TWO INTERNATIONAL PLACE
EATON VANCE BOSTON, MA 02110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
EATON VANCE CORP. NON-VOTING COMMON STOCK 2019-12-10 G 8,445 d $0.00 298,527 direct
VOTING TRUST RECEIPT 0 $0.00 27,854 direct
EATON VANCE CORP. COMMON STOCK (VOTING) 0 $0.00 27,854 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 24.4596 deemed execution date 0 ( ) 2021-11-01 eaton vance corp. non-voting common stock 20,799 $24.46 20,799 direct
OPTION (RIGHT TO BUY) 28.2271 deemed execution date 0 ( ) 2022-11-01 eaton vance corp. non-voting common stock 16,475 $28.23 16,475 direct
OPTION (RIGHT TO BUY) 28.6858 deemed execution date 0 ( ) 2020-11-01 eaton vance corp. non-voting common stock 17,643 $28.69 17,643 direct
OPTION (RIGHT TO BUY) 34.84 deemed execution date 0 ( ) 2026-11-01 eaton vance corp. non-voting common stock 190,960 $34.84 190,960 direct
OPTION (RIGHT TO BUY) 36.71 deemed execution date 0 ( ) 2024-11-03 eaton vance corp. non-voting common stock 54,500 $36.71 54,500 direct
OPTION (RIGHT TO BUY) 36.76 deemed execution date 0 ( ) 2025-11-02 eaton vance corp. non-voting common stock 149,020 $36.76 149,020 direct
OPTION (RIGHT TO BUY) 41.9 deemed execution date 0 ( ) 2023-11-01 eaton vance corp. non-voting common stock 16,620 $41.90 16,620 direct
OPTION (RIGHT TO BUY) 45.5 deemed execution date 0 ( ) 2028-11-01 eaton vance corp. non-voting common stock 171,759 $45.50 171,759 direct
OPTION (RIGHT TO BUY) 46.15 deemed execution date 0 ( ) 2029-11-01 eaton vance corp. non-voting common stock 308,465 $46.15 308,465 direct
OPTION (RIGHT TO BUY) 50.67 deemed execution date 0 ( ) 2027-11-01 eaton vance corp. non-voting common stock 131,320 $50.67 131,320 direct
Footnotes
IDfootnote
f1 all shares of the voting stock of eaton vance corp. are deposited and held of record in a voting trust of which thomas e. faust, brian d. langstraat, maureen gemma, laurie g. hylton, frederick s. marius, david c. mccabe, payson f. swaffield, matthew j. witkos, edward j. perkin, daniel c. cataldo, cynthia j. clemson, scott h. page, michael w. weilheimer, james h. evans, charles b. reed, r. kelly williams, craig p. russ, john l. shea, lewis r. piantedosi, craig r. brandon, michael a. cirami and eric a. stein are the voting trustees. the voting common stock is not registered under section 12 of the securities exchange act.
f2 granted on november 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
f3 granted on november 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
f4 granted on november 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
f5 granted on november 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
f6 granted on november 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
f7 granted on november 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
f8 granted on november 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
f9 granted on november 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
f10 granted on november 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
f11 granted on november 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.

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