Accession Number: | 0001225208-19-015739 |
Date: | 2019-12-10 |
Issuer: | EATON VANCE CORP (EV) |
Original Submission Date: |
LANGSTRAAT BRIAN D.
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON, MA 02110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
EATON VANCE CORP. NON-VOTING COMMON STOCK | 2019-12-10 | G | 8,445 | d | $0.00 | 298,527 | direct | ||
VOTING TRUST RECEIPT | 2019-12-10 | 0 | $0.00 | 27,854 | direct | ||||
EATON VANCE CORP. COMMON STOCK (VOTING) | 2019-12-10 | 0 | $0.00 | 27,854 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION (RIGHT TO BUY) | 24.4596 | 2019-12-10 | deemed execution date | 0 ( ) | 2021-11-01 | eaton vance corp. non-voting common stock 20,799 | $24.46 | 20,799 | direct | |||
OPTION (RIGHT TO BUY) | 28.2271 | 2019-12-10 | deemed execution date | 0 ( ) | 2022-11-01 | eaton vance corp. non-voting common stock 16,475 | $28.23 | 16,475 | direct | |||
OPTION (RIGHT TO BUY) | 28.6858 | 2019-12-10 | deemed execution date | 0 ( ) | 2020-11-01 | eaton vance corp. non-voting common stock 17,643 | $28.69 | 17,643 | direct | |||
OPTION (RIGHT TO BUY) | 34.84 | 2019-12-10 | deemed execution date | 0 ( ) | 2026-11-01 | eaton vance corp. non-voting common stock 190,960 | $34.84 | 190,960 | direct | |||
OPTION (RIGHT TO BUY) | 36.71 | 2019-12-10 | deemed execution date | 0 ( ) | 2024-11-03 | eaton vance corp. non-voting common stock 54,500 | $36.71 | 54,500 | direct | |||
OPTION (RIGHT TO BUY) | 36.76 | 2019-12-10 | deemed execution date | 0 ( ) | 2025-11-02 | eaton vance corp. non-voting common stock 149,020 | $36.76 | 149,020 | direct | |||
OPTION (RIGHT TO BUY) | 41.9 | 2019-12-10 | deemed execution date | 0 ( ) | 2023-11-01 | eaton vance corp. non-voting common stock 16,620 | $41.90 | 16,620 | direct | |||
OPTION (RIGHT TO BUY) | 45.5 | 2019-12-10 | deemed execution date | 0 ( ) | 2028-11-01 | eaton vance corp. non-voting common stock 171,759 | $45.50 | 171,759 | direct | |||
OPTION (RIGHT TO BUY) | 46.15 | 2019-12-10 | deemed execution date | 0 ( ) | 2029-11-01 | eaton vance corp. non-voting common stock 308,465 | $46.15 | 308,465 | direct | |||
OPTION (RIGHT TO BUY) | 50.67 | 2019-12-10 | deemed execution date | 0 ( ) | 2027-11-01 | eaton vance corp. non-voting common stock 131,320 | $50.67 | 131,320 | direct |
ID | footnote |
---|---|
f1 | all shares of the voting stock of eaton vance corp. are deposited and held of record in a voting trust of which thomas e. faust, brian d. langstraat, maureen gemma, laurie g. hylton, frederick s. marius, david c. mccabe, payson f. swaffield, matthew j. witkos, edward j. perkin, daniel c. cataldo, cynthia j. clemson, scott h. page, michael w. weilheimer, james h. evans, charles b. reed, r. kelly williams, craig p. russ, john l. shea, lewis r. piantedosi, craig r. brandon, michael a. cirami and eric a. stein are the voting trustees. the voting common stock is not registered under section 12 of the securities exchange act. |
f2 | granted on november 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
f3 | granted on november 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. |
f4 | granted on november 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. |
f5 | granted on november 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
f6 | granted on november 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. |
f7 | granted on november 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. |
f8 | granted on november 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
f9 | granted on november 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
f10 | granted on november 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
f11 | granted on november 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%. |