Form Type: 4

SEC EDGAR Link
Accession Number:0001487805-19-000002
Date:2019-12-12
Issuer: REDWOOD TRUST INC (RWT)
Original Submission Date:

Reporting Person:

STONE ANDREW P
1 BELVEDERE PLACE
SUITE 300 MILL VALLEY, CA 94941

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED STOCK UNITS 16.5 2019-12-12 deemed execution date A 31,818 (a) common stock 31,818 $16.50 31,818 direct
Footnotes
IDfootnote
f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2014 incentive award plan.
f3 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021).fully vested 12/11/2023.
f4 no expiration date is applicable to deferred stock units.
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