Accession Number: | 0001487805-19-000002 |
Date: | 2019-12-12 |
Issuer: | REDWOOD TRUST INC (RWT) |
Original Submission Date: |
STONE ANDREW P
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY, CA 94941
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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DEFERRED STOCK UNITS | 16.5 | 2019-12-12 | deemed execution date | A | 31,818 (a) | common stock 31,818 | $16.50 | 31,818 | direct |
ID | footnote |
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f1 | this transaction relates to the grant of deferred stock units. |
f2 | represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2014 incentive award plan. |
f3 | 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021).fully vested 12/11/2023. |
f4 | no expiration date is applicable to deferred stock units. |