Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-060504
Date:2019-12-11
Issuer: DIODES INC /DEL/ (DIOD)
Original Submission Date:

Reporting Person:

TANG FRANCIS
4949 HEDGCOXE ROAD
SUITE 200 PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
DIODES INCORPORATED COMMON STOCK 2019-12-11 M 10,000 a $23.35 90,806 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 M 10,000 a $27.92 100,806 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 S 4,410 d $47.75 96,396 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 S 4,410 d $47.49 91,986 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 S 4,517 d $47.61 87,469 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 S 4,517 d $47.76 82,952 direct
DIODES INCORPORATED COMMON STOCK 2019-12-12 S 140 d $50.00 2,770 indirect
DIODES INCORPORATED COMMON STOCK 2019-12-12 S 170 d $49.00 2,600 indirect
DIODES INCORPORATED COMMON STOCK - PERFORMANCE STOCK UNITS 0 $0.00 53,214 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
06/06/13 DIOD NQSO 23.35 2019-12-11 deemed execution date M 10,000 (d) 2014-07-01 2021-06-06 diodes incorporated common stock - diodes 10,000 $23.35 0 direct
05/27/14 DIOD NQSO 27.92 2019-12-11 deemed execution date M 10,000 (d) 2015-05-26 2022-05-27 diodes incorporated common stock - diodes 10,000 $27.92 0 direct
Footnotes
IDfootnote
f1 exercised under a 10b5-1 plan.
f2 sold under a 10b5-1 plan.
f3 these shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of diodes incorporated. the reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of section 16 or for any other purpose.
f4 non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.
f5 non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.

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