Form Type: 4

SEC EDGAR Link
Accession Number:0001401433-19-000003
Date:2019-12-12
Issuer: KAISER ALUMINUM CORP (KALU)
Original Submission Date:

Reporting Person:

BARTHOLOMEW CAROLYN
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200 FOOTHILL RANCH, CA 92610

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-12-12 S 1,000 d $115.00 13,530 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 sales made pursuant to a 10b5-1 plan adopted by the reporting person on august 22, 2018 as part of the reporting person's financial planning to diversify his stockholdings. the plan contemplates the sale of a pre-determined amount of vested shares of common stock of the registrant held by the reporting person in specified increments subject to designated floor prices.
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