Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-060505
Date:2019-12-11
Issuer: DIODES INC /DEL/ (DIOD)
Original Submission Date:

Reporting Person:

WHITE RICHARD DALLAS
4949 HEDGCOXE ROAD
SUITE 200 PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
DIODES INCORPORATED COMMON STOCK 2019-12-11 M 9,000 a $19.28 88,806 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 M 20,000 a $23.35 108,806 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 M 20,000 a $29.21 128,806 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 S 29,000 d $48.32 99,806 direct
DIODES INCORPORATED COMMON STOCK 2019-12-11 S 20,000 d $48.00 79,806 direct
DIODES INCORPORATED COMMON STOCK 2019-12-12 M 18,500 a $29.21 98,306 direct
DIODES INCORPORATED COMMON STOCK 2019-12-12 M 5,000 a $23.35 103,306 direct
DIODES INCORPORATED COMMON STOCK 2019-12-12 S 15,000 d $49.00 88,306 direct
DIODES INCORPORATED COMMON STOCK 2019-12-12 S 8,500 d $49.95 79,806 direct
DIODES INCORPORATED COMMON STOCK - PERFORMANCE STOCK UNITS 0 $0.00 39,861 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
05/24/2010 DIOD NQSO 19.28 2019-12-11 deemed execution date M 9,000 (d) 2011-05-24 2020-05-24 diodes incorporated common stock - diodes 9,000 $19.28 0 direct
05/26/11 DIOD NQSO 29.21 2019-12-11 deemed execution date M 20,000 (d) 2012-05-26 2021-05-26 diodes incorporated common stock - diodes 20,000 $29.21 18,500 direct
05/26/11 DIOD NQSO 29.21 2019-12-12 deemed execution date M 18,500 (d) 2012-05-26 2021-05-26 diodes incorporated common stock - diodes 18,500 $29.21 0 direct
06/06/13 DIOD NQSO 23.35 2019-12-11 deemed execution date M 20,000 (d) 2014-07-01 2021-06-06 diodes incorporated common stock - diodes 20,000 $23.35 5,000 direct
06/06/13 DIOD NQSO 23.35 2019-12-12 deemed execution date M 5,000 (d) 2014-07-01 2021-06-06 diodes incorporated common stock - diodes 5,000 $23.35 0 direct
Footnotes
IDfootnote
f1 exercised under a 10b5-1 plan.
f2 sold under a 10b5-1 plan.
f3 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $47.64 to $48.81, inclusive. the reporting person undertakes to provide to diodes incorporated, any security holder of diodes incorporated, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this form 4.
f4 non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.
f5 non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.
f6 non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

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