Accession Number: | 0001209191-19-060505 |
Date: | 2019-12-11 |
Issuer: | DIODES INC /DEL/ (DIOD) |
Original Submission Date: |
WHITE RICHARD DALLAS
4949 HEDGCOXE ROAD
SUITE 200
PLANO, TX 75024
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
DIODES INCORPORATED COMMON STOCK | 2019-12-11 | M | 9,000 | a | $19.28 | 88,806 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-11 | M | 20,000 | a | $23.35 | 108,806 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-11 | M | 20,000 | a | $29.21 | 128,806 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-11 | S | 29,000 | d | $48.32 | 99,806 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-11 | S | 20,000 | d | $48.00 | 79,806 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-12 | M | 18,500 | a | $29.21 | 98,306 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-12 | M | 5,000 | a | $23.35 | 103,306 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-12 | S | 15,000 | d | $49.00 | 88,306 | direct | ||
DIODES INCORPORATED COMMON STOCK | 2019-12-12 | S | 8,500 | d | $49.95 | 79,806 | direct | ||
DIODES INCORPORATED COMMON STOCK - PERFORMANCE STOCK UNITS | 2019-12-11 | 0 | $0.00 | 39,861 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
05/24/2010 DIOD NQSO | 19.28 | 2019-12-11 | deemed execution date | M | 9,000 (d) | 2011-05-24 | 2020-05-24 | diodes incorporated common stock - diodes 9,000 | $19.28 | 0 | direct | |
05/26/11 DIOD NQSO | 29.21 | 2019-12-11 | deemed execution date | M | 20,000 (d) | 2012-05-26 | 2021-05-26 | diodes incorporated common stock - diodes 20,000 | $29.21 | 18,500 | direct | |
05/26/11 DIOD NQSO | 29.21 | 2019-12-12 | deemed execution date | M | 18,500 (d) | 2012-05-26 | 2021-05-26 | diodes incorporated common stock - diodes 18,500 | $29.21 | 0 | direct | |
06/06/13 DIOD NQSO | 23.35 | 2019-12-11 | deemed execution date | M | 20,000 (d) | 2014-07-01 | 2021-06-06 | diodes incorporated common stock - diodes 20,000 | $23.35 | 5,000 | direct | |
06/06/13 DIOD NQSO | 23.35 | 2019-12-12 | deemed execution date | M | 5,000 (d) | 2014-07-01 | 2021-06-06 | diodes incorporated common stock - diodes 5,000 | $23.35 | 0 | direct |
ID | footnote |
---|---|
f1 | exercised under a 10b5-1 plan. |
f2 | sold under a 10b5-1 plan. |
f3 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $47.64 to $48.81, inclusive. the reporting person undertakes to provide to diodes incorporated, any security holder of diodes incorporated, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this form 4. |
f4 | non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. |
f5 | non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012. |
f6 | non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. |