| Accession Number: | 0001209191-19-060533 |
| Date: | 2019-12-13 |
| Issuer: | FORESCOUT TECHNOLOGIES, INC (FSCT) |
| Original Submission Date: |
HARMS CHRISTOPHER
C/O FORESCOUT TECHNOLOGIES, INC.
190 WEST TASMAN DRIVE
SAN JOSE, CA 95134
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-12-13 | M | 9,815 | a | $9.88 | 155,568 | direct | ||
| COMMON STOCK | 2019-12-13 | S | 9,315 | d | $34.54 | 146,253 | direct | ||
| COMMON STOCK | 2019-12-13 | S | 500 | d | $35.19 | 145,753 | direct | ||
| COMMON STOCK | 2019-12-13 | 0 | $0.00 | 109,962 | indirect | f5 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 9.88 | 2019-12-13 | deemed execution date | M | 9,815 (d) | 2025-07-31 | common stock 9,815 | $9.88 | 32,027 | direct |
| ID | footnote |
|---|---|
| f1 | includes shares acquired by the reporting person pursuant to the issuer's employee stock purchase plan. |
| f2 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person. |
| f3 | this sale price represents the weighted average sale price of the shares sold ranging from $34.03 to $34.96 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4. |
| f4 | this sale price represents the weighted average sale price of the shares sold ranging from $35.07 to $35.32 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4. |
| f5 | the shares are held of record by the harms family trust dated april 20, 2006 for which the reporting person serves as a trustee. |
| f6 | the shares subject to the option are fully vested and exercisable. |
