Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-19-023123
Date:2019-12-09
Issuer: LEE ENTERPRISES, INC (LEE ENT)
Original Submission Date:

Reporting Person:

MOWBRAY KEVIN
C/O LEE ENTERPRISES, INCORPORATED
201 N. HARRISON STREET, STE. 600 DAVENPORT, IA 52801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-09 F 65,156 d $1.90 649,222 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.57 2010-09-28 deemed execution date A 55,800 (a) 2011-09-28 2020-09-28 common stock 55,800 $2.57 55,800 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.13 2012-04-30 deemed execution date A 80,000 (a) 2013-04-30 2022-04-30 common stock 80,000 $1.13 80,000 direct
Footnotes
IDfootnote
f1 exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to lee.
f2 these securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
WhaleWisdom Logo

Elevate your investments