Accession Number: | 0001567619-19-023123 |
Date: | 2019-12-09 |
Issuer: | LEE ENTERPRISES, INC (LEE ENT) |
Original Submission Date: |
MOWBRAY KEVIN
C/O LEE ENTERPRISES, INCORPORATED
201 N. HARRISON STREET, STE. 600
DAVENPORT, IA 52801
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-09 | F | 65,156 | d | $1.90 | 649,222 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2.57 | 2010-09-28 | deemed execution date | A | 55,800 (a) | 2011-09-28 | 2020-09-28 | common stock 55,800 | $2.57 | 55,800 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.13 | 2012-04-30 | deemed execution date | A | 80,000 (a) | 2013-04-30 | 2022-04-30 | common stock 80,000 | $1.13 | 80,000 | direct |
ID | footnote |
---|---|
f1 | exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to lee. |
f2 | these securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant. |