| Accession Number: | 0000896878-19-000188 |
| Date: | 2019-12-12 |
| Issuer: | INTUIT INC (INTU) |
| Original Submission Date: |
SMITH BRAD D
C/O INTUIT INC.
2700 COAST AVENUE
MOUNTAIN VIEW, CA 94043
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-12-12 | M | 161 | a | $0.00 | 322,696 | direct | ||
| COMMON STOCK | 2019-12-12 | M | 2,797 | a | $0.00 | 325,493 | direct | ||
| COMMON STOCK | 2019-12-12 | M | 965 | a | $0.00 | 326,458 | direct | ||
| COMMON STOCK | 2019-12-12 | M | 89 | a | $0.00 | 326,547 | direct | ||
| COMMON STOCK | 2019-12-12 | M | 70 | a | $0.00 | 326,617 | direct | ||
| COMMON STOCK | 2019-12-12 | M | 30 | a | $0.00 | 326,647 | direct | ||
| COMMON STOCK | 2019-12-12 | M | 4 | a | $0.00 | 326,651 | direct | ||
| COMMON STOCK | 2019-12-12 | F | 4,116 | d | $252.75 | 322,535 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNIT | 0.0 | 2019-12-12 | deemed execution date | M | 161 (d) | common stock 161 | $0.00 | 16,785 | direct | |||
| RESTRICTED STOCK UNIT - PERFORMANCE-BASED VESTING | 0.0 | 2019-12-12 | deemed execution date | M | 2,797 (d) | common stock 2,797 | $0.00 | 50,203 | direct | |||
| RESTRICTED STOCK UNIT - PERFORMANCE-BASED VESTING | 0.0 | 2019-12-12 | deemed execution date | M | 965 (d) | common stock 965 | $0.00 | 40,035 | direct | |||
| RESTRICTED STOCK UNIT - PERFORMANCE-BASED VESTING | 0.0 | 2019-12-12 | deemed execution date | M | 89 (d) | common stock 89 | $0.00 | 14,249 | direct | |||
| RESTRICTED STOCK UNIT (MSPP MATCHING AWARD) | 0.0 | 2019-12-12 | deemed execution date | M | 70 (d) | 2020-08-11 | common stock 70 | $0.00 | 1,947 | direct | ||
| RESTRICTED STOCK UNIT (MSPP MATCHING AWARD) | 0.0 | 2019-12-12 | deemed execution date | M | 30 (d) | 2021-08-10 | common stock 30 | $0.00 | 1,437 | direct | ||
| RESTRICTED STOCK UNIT (MSPP MATCHING AWARD) | 0.0 | 2019-12-12 | deemed execution date | M | 4 (d) | 2022-08-09 | common stock 4 | $0.00 | 726 | direct |
| ID | footnote |
|---|---|
| f1 | 1-for-1 |
| f2 | one third of the 26,000 awarded restricted stock units vest on each of 7/1/2018, 7/1/2019, and 7/1/2020. the issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. |
| f3 | restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. |
| f4 | following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2020. the issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. |
| f5 | represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. |
| f6 | following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2021. the issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. |
| f7 | following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. the issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. |
| f8 | represents vesting and settlement date for restricted stock units (mspp matching award). the issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. |
