Accession Number: | 0000073124-19-000259 |
Date: | 2019-12-12 |
Issuer: | NORTHERN TRUST CORP (NTRS) |
Original Submission Date: |
FRADKIN STEVEN L
50 S LASALLE ST
CHICAGO, IL 60603
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-12 | F | 406 | d | $108.68 | 44,725 | direct | ||
COMMON STOCK | 2019-12-12 | 0 | $0.00 | 132,365 | indirect | ||||
COMMON STOCK | 2019-12-12 | 0 | $0.00 | 11,500 | indirect | ||||
COMMON STOCK | 2019-12-12 | 0 | $0.00 | 1,762 | indirect | ||||
COMMON STOCK | 2019-12-12 | 0 | $0.00 | 1,762 | indirect | ||||
COMMON STOCK | 2019-12-12 | 0 | $0.00 | 10,247 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. |
f2 | represents stock units payable automatically on a 1-for-1 basis in shares of the corporation's common stock. |