Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-060789
Date:2019-12-12
Issuer: NEKTAR THERAPEUTICS (NKTR)
Original Submission Date:

Reporting Person:

THOMSEN JILLIAN B.
C/O NEKTAR THERAPEUTICS
455 MISSION BAY BOULEVARD SOUTH SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-12 A 14,900 a $0.00 175,480 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 21.79 2019-12-12 deemed execution date A 26,600 (a) 2027-12-11 common stock 26,600 $21.79 26,600 direct
STOCK OPTION 21.79 2019-12-12 deemed execution date A 11,800 (a) 2027-12-11 common stock 11,800 $21.79 11,800 direct
Footnotes
IDfootnote
f1 this stock award was acquired pursuant to a grant of restricted stock units ("rsus"). each rsu represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. these rsus vest over three years in substantially equal quarterly installments based on continued service.
f2 this number includes 988 shares held by the reporting person in the issuer's 401(k) plan and 4,809 shares held by the reporting person in the issuer's espp plan. the acquisition of these shares under both plans is exempt under rule 16b-3(c).
f3 this stock option vests over four years in equal monthly installments based on continued service.
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