Accession Number: | 0001209191-19-060789 |
Date: | 2019-12-12 |
Issuer: | NEKTAR THERAPEUTICS (NKTR) |
Original Submission Date: |
THOMSEN JILLIAN B.
C/O NEKTAR THERAPEUTICS
455 MISSION BAY BOULEVARD SOUTH
SAN FRANCISCO, CA 94158
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-12 | A | 14,900 | a | $0.00 | 175,480 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 21.79 | 2019-12-12 | deemed execution date | A | 26,600 (a) | 2027-12-11 | common stock 26,600 | $21.79 | 26,600 | direct | ||
STOCK OPTION | 21.79 | 2019-12-12 | deemed execution date | A | 11,800 (a) | 2027-12-11 | common stock 11,800 | $21.79 | 11,800 | direct |
ID | footnote |
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f1 | this stock award was acquired pursuant to a grant of restricted stock units ("rsus"). each rsu represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. these rsus vest over three years in substantially equal quarterly installments based on continued service. |
f2 | this number includes 988 shares held by the reporting person in the issuer's 401(k) plan and 4,809 shares held by the reporting person in the issuer's espp plan. the acquisition of these shares under both plans is exempt under rule 16b-3(c). |
f3 | this stock option vests over four years in equal monthly installments based on continued service. |