Form Type: 4

SEC EDGAR Link
Accession Number:0001561660-19-000151
Date:2019-12-13
Issuer: PATTERN ENERGY GROUP INC. (PEGI)
Original Submission Date:

Reporting Person:

LYON MICHAEL J.
1088 SANSOME STREET
SAN FRANCISCO, CA 94111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-13 F 857 d $27.22 193,303 direct
CLASS A COMMON STOCK 2019-12-13 F 1,616 d $27.22 191,687 direct
CLASS A COMMON STOCK 2019-12-13 F 1,447 d $27.22 190,240 direct
CLASS A COMMON STOCK 2019-12-13 0 $0.00 1,500 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2017 restricted stock grant previously reported.
f2 represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2018 restricted stock grant previously reported.
f3 represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2019 restricted stock grant previously reported.
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