| Accession Number: | 0001127602-19-035460 |
| Date: | 2019-12-16 |
| Issuer: | VARIAN MEDICAL SYSTEMS INC (VAR) |
| Original Submission Date: |
KUO JOHN W
C/O VARIAN MEDICAL SYSTEMS, INC.
3100 HANSEN WAY M/S E-327
PALO ALTO, CA 94304
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-12-16 | M | 465 | a | $80.40 | 39,024 | direct | ||
| COMMON STOCK | 2019-12-16 | M | 349 | a | $112.82 | 39,373 | direct | ||
| COMMON STOCK | 2019-12-16 | S | 349 | d | $141.12 | 39,024 | direct | ||
| COMMON STOCK | 2019-12-16 | S | 465 | d | $142.61 | 38,559 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NON QUALIFIED STOCK OPTION (RIGHT TO BUY) | 80.4 | 2019-12-16 | deemed execution date | M | 465 (d) | 2024-02-10 | common stock 465 | $80.40 | 930 | direct | ||
| NON QUALIFIED STOCK OPTION (RIGHT TO BUY) | 112.82 | 2019-12-16 | deemed execution date | M | 349 (d) | 2025-02-08 | common stock 349 | $112.82 | 4,890 | direct |
| ID | footnote |
|---|---|
| f1 | this transaction is pursuant to the filer's sec rule10b5-1 stock plan |
| f2 | the 465 shares were sold in multiple transactions executed on the same day at prices ranging from $142.00 to $142.95. the detailed breakdown of executed sales will be furnished upon request. |
| f3 | stock option granted under the varian medical systems, inc. fourth amended and restated 2005 omnibus stock plan which complies with rule 16b-3. the option vests as follows: one third on 2/10/2018, and the remaining shares in 24 equal installments over the 24 months following the first vesting date. |
| f4 | stock option granted under the varian medical systems, inc. fifth amended and restated 2005 omnibus stock plan which complies with rule 16b-3. the option vests as follows: one third on february 8, 2019, and the remaining shares in 24 equal installments over the 24 months following the first vesting date. |
