Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-19-023389
Date:2019-12-15
Issuer: CLOUDERA, INC. (CLDR)
Original Submission Date:

Reporting Person:

MURTHY ARUN
C/O CLOUDERA, INC.
395 PAGE MILL ROAD PALO ALTO, CA 94306

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-15 M 72,860 a $0.00 986,395 direct
COMMON STOCK 2019-12-15 F 178,469 d $11.04 880,786 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS (RSU) 0.0 2019-12-15 deemed execution date M 72,860 (d) common stock 72,860 $0.00 0 direct
Footnotes
IDfootnote
f1 vesting and release of rsus granted to the reporting person on july 31, 2019.
f2 exempt transaction pursuant to section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with rule 16b-3. all of the shares reported as disposed of on this form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the settlement of vested rsus. the reporting person did not sell or otherwise dispose of any of the shares reported on this form 4 for any reason other than to cover required taxes.
f3 each rsu represents a contingent right to receive 1 share of the issuer's common stock upon settlement for no consideration.
f4 the rsus become fully vested on december 15, 2019, subject to reporting person's continued service through each vesting date.
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