Accession Number: | 0001127602-19-035539 |
Date: | 2019-09-27 |
Issuer: | J M SMUCKER CO (SJM) |
Original Submission Date: |
SMUCKER MARK T
ONE STRAWBERRY LANE
ORRVILLE, OH 44667-0280
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2019-09-27 | G | 460 | d | $0.00 | 110,515 | direct | ||
COMMON SHARES | 2019-12-12 | G | 475 | d | $0.00 | 123,796 | direct | ||
COMMON SHARES | 2019-09-27 | 0 | $0.00 | 6,090 | indirect | f1 | |||
COMMON SHARES | 2019-09-27 | 0 | $0.00 | 3,924 | indirect | f2 | |||
COMMON SHARES | 2019-09-27 | 0 | $0.00 | 16,244 | indirect | f3 | |||
COMMON SHARES | 2019-09-27 | 0 | $0.00 | 30,000 | indirect | f4 | |||
COMMON SHARES | 2019-09-27 | 0 | $0.00 | 5,899 | indirect | f2 | |||
COMMON SHARES | 2019-09-27 | 0 | $0.00 | 3,469 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this amount includes shares acquired under (i) the company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the company's dividend reinvestment plan as administered by its transfer agent. |
f2 | i disclaim beneficial ownership of these shares. |
f3 | on october 5, 2019, 13,756 shares were moved from the reporting person's grantor retained annuity trust to his direct ownership. |
f4 | these shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on august 29, 2019. |