Accession Number: | 0001567619-19-023458 |
Date: | 2019-12-19 |
Issuer: | FRANKLIN COVEY CO (FC) |
Original Submission Date: |
YOUNG STEPHEN D
2220 W PARKWAY BLVD
SALT LAKE CITY, UT 84119
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2019-12-19 | M | 43,750 | a | $10.00 | 207,012 | direct | ||
COMMON SHARES | 2019-12-19 | M | 43,750 | a | $12.00 | 250,762 | direct | ||
COMMON SHARES | 2019-12-19 | M | 43,750 | a | $14.00 | 294,512 | direct | ||
COMMON SHARES | 2019-12-19 | F | 83,410 | d | $34.72 | 211,102 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.0 | 2019-12-19 | deemed execution date | M | 43,750 (d) | 2010-01-28 | 2020-01-28 | common stock 43,750 | $10.00 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 12.0 | 2019-12-19 | deemed execution date | M | 43,750 (d) | 2010-01-28 | 2020-01-28 | common stock 43,750 | $12.00 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 14.0 | 2019-12-19 | deemed execution date | M | 43,750 (d) | 2010-01-28 | 2020-01-28 | common stock 43,750 | $14.00 | 0 | direct |
ID | footnote |
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f1 | this form 4 represents the exercise of stock options that mr. young received almost ten years ago. these options would have expired january 2020. he exercised the options selecting the net-exercise method. |
f2 | this amount represents shares surrendered to cover the exercise amount and pay taxes. |