Accession Number: | 0001567619-19-023456 |
Date: | 2019-12-18 |
Issuer: | FRANKLIN COVEY CO (FC) |
Original Submission Date: |
WHITMAN ROBERT A
2200 WEST PARKWAY BLVD
SALT LAKE CITY, UT 84119
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2019-12-18 | J | 214,108 | a | $0.00 | 490,402 | direct | ||
COMMON SHARES | 2019-12-19 | M | 62,500 | a | $10.00 | 552,902 | direct | ||
COMMON SHARES | 2019-12-19 | M | 62,500 | a | $12.00 | 615,402 | direct | ||
COMMON SHARES | 2019-12-19 | M | 62,500 | a | $14.00 | 677,902 | direct | ||
COMMON SHARES | 2019-12-19 | M | 31,250 | a | $9.00 | 709,152 | direct | ||
COMMON SHARES | 2019-12-19 | F | 137,514 | d | $34.72 | 571,638 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.0 | 2019-12-19 | deemed execution date | M | 62,500 (d) | 2010-01-28 | 2020-01-28 | common stock 62,500 | $10.00 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 12.0 | 2019-12-19 | deemed execution date | M | 62,500 (d) | 2010-01-28 | 2020-01-28 | common stock 62,500 | $12.00 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 14.0 | 2019-12-19 | deemed execution date | M | 62,500 (d) | 2010-01-28 | 2020-01-28 | common stock 62,500 | $14.00 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 9.0 | 2019-12-19 | deemed execution date | M | 31,250 (d) | 2011-01-14 | 2021-01-14 | common stock 31,250 | $9.00 | 31,250 | direct |
ID | footnote |
---|---|
f1 | mr. whitman or entities under his control received shares of common stock of the issuer in connection with a distribution for no consideration made by knowledge capital investment group. |
f2 | this form 4 represents the exercise of ten year stock options that mr. whitman received almost ten years ago. in exercising these options he selected the net exercise method. |
f3 | this amount represents shares surrendered to cover the exercise amount and pay taxes. |