Form Type: 4

SEC EDGAR Link
Acccession Number:0001567619-19-023456
Date:2019-12-18
Issuer: FRANKLIN COVEY CO (FC)
Original Submission Date:

Reporting Person:

WHITMAN ROBERT A
2200 WEST PARKWAY BLVD
SALT LAKE CITY, UT 84119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2019-12-18 J 214,108 a $0.00 490,402 direct
COMMON SHARES 2019-12-19 M 62,500 a $10.00 552,902 direct
COMMON SHARES 2019-12-19 M 62,500 a $12.00 615,402 direct
COMMON SHARES 2019-12-19 M 62,500 a $14.00 677,902 direct
COMMON SHARES 2019-12-19 M 31,250 a $9.00 709,152 direct
COMMON SHARES 2019-12-19 F 137,514 d $34.72 571,638 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.0 2019-12-19 deemed execution date M 62,500 (d) 2010-01-28 2020-01-28 common stock 62,500 $10.00 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 12.0 2019-12-19 deemed execution date M 62,500 (d) 2010-01-28 2020-01-28 common stock 62,500 $12.00 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 14.0 2019-12-19 deemed execution date M 62,500 (d) 2010-01-28 2020-01-28 common stock 62,500 $14.00 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 9.0 2019-12-19 deemed execution date M 31,250 (d) 2011-01-14 2021-01-14 common stock 31,250 $9.00 31,250 direct
Footnotes
IDfootnote
f1 mr. whitman or entities under his control received shares of common stock of the issuer in connection with a distribution for no consideration made by knowledge capital investment group.
f2 this form 4 represents the exercise of ten year stock options that mr. whitman received almost ten years ago. in exercising these options he selected the net exercise method.
f3 this amount represents shares surrendered to cover the exercise amount and pay taxes.

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