Form Type: 4

SEC EDGAR Link
Accession Number:0000098246-19-000163
Date:2019-12-17
Issuer: TIFFANY & CO (TIF)
Original Submission Date:

Reporting Person:

HARLAN LEIGH M.
TIFFANY & CO.
200 FIFTH AVENUE NEW YORK, NY 10010

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK $.01 PAR 2019-12-17 M 1,362 a $0.00 12,600 direct
COMMON STOCK $.01 PAR 2019-12-17 M 82 a $0.00 12,682 direct
COMMON STOCK $.01 PAR 2019-12-17 F 770 d $133.69 11,912 direct
COMMON STOCK $.01 PAR 2019-12-17 M 990 a $0.00 12,902 direct
COMMON STOCK $.01 PAR 2019-12-17 M 38 a $0.00 12,940 direct
COMMON STOCK $.01 PAR 2019-12-17 F 548 d $133.69 12,392 direct
COMMON STOCK $.01 PAR 2019-12-17 M 1,266 a $0.00 13,658 direct
COMMON STOCK $.01 PAR 2019-12-17 M 22 a $0.00 13,680 direct
COMMON STOCK $.01 PAR 2019-12-17 F 686 d $133.69 12,994 direct
COMMON STOCK $.01 PAR 2019-12-17 M 4,126 a $0.00 17,120 direct
COMMON STOCK $.01 PAR 2019-12-17 M 249 a $0.00 17,369 direct
COMMON STOCK $.01 PAR 2019-12-17 F 2,329 d $133.69 15,040 direct
COMMON STOCK $.01 PAR 2019-12-17 0 $0.00 12 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-17 deemed execution date M 1,362 (d) common stock $.01 par 1,362 $0.00 0 direct
DIVIDEND EQUIVALENT UNITS 0.0 2019-12-17 deemed execution date M 82 (d) common stock $.01 par 82 $0.00 1,367 direct
RESTRICTED STOCK UNITS 0.0 2019-12-17 deemed execution date M 990 (d) common stock $.01 par 990 $0.00 495 direct
DIVIDEND EQUIVALENT UNITS 0.0 2019-12-17 deemed execution date M 38 (d) common stock $.01 par 38 $0.00 1,329 direct
RESTRICTED STOCK UNITS 0.0 2019-12-17 deemed execution date M 1,266 (d) common stock $.01 par 1,266 $0.00 1,266 direct
DIVIDEND EQUIVALENT UNITS 0.0 2019-12-17 deemed execution date M 22 (d) common stock $.01 par 22 $0.00 1,307 direct
PERFORMANCE-BASED RESTRICTED STOCK UNITS 0.0 2019-12-17 deemed execution date M 4,126 (d) common stock $.01 par 4,126 $0.00 6,762 direct
DIVIDEND EQUIVALENT UNITS 0.0 2019-12-17 deemed execution date M 249 (d) common stock $.01 par 249 $0.00 1,058 direct
Footnotes
IDfootnote
f1 represents the accelerated vesting of 681 restricted stock units initially scheduled to vest on january 19, 2020, and 681 restricted stock units initially scheduled to vest on january 19, 2021, in each case on december 17, 2019.
f2 settlement of dividend equivalent units in connection with vesting of restricted stock units. the dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the restricted stock units to which they relate. the dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
f3 shares withheld to cover taxes on vested restricted stock units and dividend equivalent units pursuant to issuer's default equity vesting procedures.
f4 represents the accelerated vesting of 495 restricted stock units initially scheduled to vest on january 17, 2020, and 495 restricted stock units initially scheduled to vest on january 17, 2021, in each case on december 17, 2019.
f5 represents the accelerated vesting of 633 restricted stock units initially scheduled to vest on january 17, 2020, and 633 restricted stock units initially scheduled to vest on january 17, 2021, in each case on december 17, 2019.
f6 each performance-based restricted stock unit represents a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ending january 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 10,888 performance-based restricted stock units were granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3. the vesting of 4,126 performance-based restricted stock units, which were projected to vest and be earned in march 2020, was accelerated to december 17, 2019.
f7 settlement of dividend equivalent units in connection with vesting of performance-based stock units. the dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. the dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
f8 shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.
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