Form Type: 4

SEC EDGAR Link
Accession Number:0001381668-19-000136
Date:2019-12-19
Issuer: TFS FINANCIAL CORP (TFSL)
Original Submission Date:

Reporting Person:

MOTTA ANNA MARIA P
7007 BROADWAY AVENUE
CLEVELAND, OH 44105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-19 0 $0.00 72,000 direct
COMMON STOCK 2019-12-19 0 $0.00 9,330 indirect f1
COMMON STOCK 2019-12-19 0 $0.00 12,770 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-19 deemed execution date A 3,600 (a) common stock 3,600 $0.00 3,600 direct
RESTRICTED STOCK UNITS 0.0 2019-12-19 deemed execution date 0 ( ) common stock 3,000 $0.00 3,000 direct
RESTRICTED STOCK UNITS 0.0 2019-12-19 deemed execution date 0 ( ) common stock 17,000 $0.00 17,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 15.08 2019-12-19 deemed execution date 0 ( ) 2024-12-11 common stock 26,000 $15.08 26,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 14.74 2019-12-19 deemed execution date 0 ( ) 2028-01-05 common stock 17,000 $14.74 17,000 direct
Footnotes
IDfootnote
f1 reflects transactions not required to be reported under section 16 of the securities exchange act, as amended.
f2 each restricted stock unit represents a contingent right to receive one share of tfs financial corporation common stock. restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
f3 on december 20, 2018, the reporting person received a grant of 4,500 restricted stock units ("rsus"). these rsus vest in three equal annual installments beginning december 10, 2019.
f4 on december 19, 2019, the reporting person received a grant of 3,600 restricted stock units (rsus). these rsus vest in three equal annual installments beginning december 10, 2020
f5 on january 5, 2018, the reporting person received a grant of 17,000 restricted stock units ("rsus"). these rsus fully vest on december 10, 2020.
f6 as reported on a form 4 dated december 15, 2014, the reporting person received a grant of 26,000 stock options. these stock options fully vest on december 10, 2017.
f7 on january 5, 2018, the reporting person received a grant of 17,000 stock options. these options fully vest on december 10, 2020.
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