Accession Number: | 0001381668-19-000136 |
Date: | 2019-12-19 |
Issuer: | TFS FINANCIAL CORP (TFSL) |
Original Submission Date: |
MOTTA ANNA MARIA P
7007 BROADWAY AVENUE
CLEVELAND, OH 44105
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-19 | 0 | $0.00 | 72,000 | direct | ||||
COMMON STOCK | 2019-12-19 | 0 | $0.00 | 9,330 | indirect | f1 | |||
COMMON STOCK | 2019-12-19 | 0 | $0.00 | 12,770 | indirect | f1 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-12-19 | deemed execution date | A | 3,600 (a) | common stock 3,600 | $0.00 | 3,600 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2019-12-19 | deemed execution date | 0 ( ) | common stock 3,000 | $0.00 | 3,000 | direct | ||||
RESTRICTED STOCK UNITS | 0.0 | 2019-12-19 | deemed execution date | 0 ( ) | common stock 17,000 | $0.00 | 17,000 | direct | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 15.08 | 2019-12-19 | deemed execution date | 0 ( ) | 2024-12-11 | common stock 26,000 | $15.08 | 26,000 | direct | |||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 14.74 | 2019-12-19 | deemed execution date | 0 ( ) | 2028-01-05 | common stock 17,000 | $14.74 | 17,000 | direct |
ID | footnote |
---|---|
f1 | reflects transactions not required to be reported under section 16 of the securities exchange act, as amended. |
f2 | each restricted stock unit represents a contingent right to receive one share of tfs financial corporation common stock. restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
f3 | on december 20, 2018, the reporting person received a grant of 4,500 restricted stock units ("rsus"). these rsus vest in three equal annual installments beginning december 10, 2019. |
f4 | on december 19, 2019, the reporting person received a grant of 3,600 restricted stock units (rsus). these rsus vest in three equal annual installments beginning december 10, 2020 |
f5 | on january 5, 2018, the reporting person received a grant of 17,000 restricted stock units ("rsus"). these rsus fully vest on december 10, 2020. |
f6 | as reported on a form 4 dated december 15, 2014, the reporting person received a grant of 26,000 stock options. these stock options fully vest on december 10, 2017. |
f7 | on january 5, 2018, the reporting person received a grant of 17,000 stock options. these options fully vest on december 10, 2020. |