Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-061643
Date:2019-12-18
Issuer: NEKTAR THERAPEUTICS (NKTR)
Original Submission Date:

Reporting Person:

WHITFIELD ROY A
C/O NEKTAR THERAPEUTICS
455 MISSION BAY BOULEVARD SOUTH SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-18 M 10,000 a $9.24 198,250 direct
COMMON STOCK 2019-12-18 0 $0.00 20,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 9.24 2019-12-18 deemed execution date M 10,000 (d) 2013-09-30 2020-09-13 common stock 10,000 $9.24 30,000 direct
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