Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-19-006240
Date:2019-12-19
Issuer: NATIONAL FUEL GAS CO (NFG)
Original Submission Date:

Reporting Person:

BAUER DAVID P
6363 MAIN STREET
WILLIAMSVILLE, NY 14221

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-19 M 1,733 a $0.00 38,080 direct
COMMON STOCK 2019-12-19 F 849 d $47.40 37,231 direct
COMMON STOCK 2019-12-20 M 1,577 a $0.00 38,808 direct
COMMON STOCK 2019-12-20 F 773 d $47.29 38,035 direct
COMMON STOCK 2019-12-19 0 $0.00 9,594 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-19 deemed execution date M 1,733 (d) common stock 1,733 $0.00 3,467 direct
RESTRICTED STOCK UNITS 0.0 2019-12-20 deemed execution date M 1,577 (d) common stock 1,577 $0.00 1,577 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 on december 19, 2019, the reporting person had 849 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. these share cancellations are shown on table i as dispositions (transaction code "d" in column 4), although none of these cancelled shares were sold into the market, as indicated by transaction code "f" in column 3.
f3 on december 20, 2019, the reporting person had 773 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. these share cancellations are shown on table i as dispositions (transaction code "d" in column 4), although none of these cancelled shares were sold into the market, as indicated by transaction code "f" in column 3.
f4 the nfg stock fund under the nfg 401(k) plan is denominated in units, representing ownership interests in a fund that includes both nfg common stock and a reserve of cash. the information reported represents the dollar value of the reporting person's balance in the nfg stock fund as of december 20, 2019, as reported by the plan administrator, divided by the closing price of nfg common stock on that date.
f5 on december 19, 2018, the reporting person was granted 5,200 restricted stock units, vesting as follows: 1,733 on december 19, 2019, 1,733 on december 19, 2020, and 1,734 on december 19, 2021.
f6 on december 20, 2017, the reporting person was granted 4,731 restricted stock units, vesting as follows: 1,577 on december 20, 2018, 1,577 on december 20, 2019, and 1,577 on december 20, 2020.
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