Accession Number: | 0001225208-19-016048 |
Date: | 2019-12-23 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
TROCIN JEFFREY E
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-23 | M | 1,802 | a | $55.49 | 185,890 | direct | ||
COMMON STOCK | 2019-12-23 | 0 | $0.00 | 874 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 55.49 | 2019-12-23 | deemed execution date | M | 1,802 (d) | 2021-11-20 | common stock 1,802 | $55.49 | 10,698 | direct |
ID | footnote |
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f1 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through december 12, 2019. |
f2 | stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. |