Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-035980
Date:2019-12-28
Issuer: SNAP-ON INC (SNA)
Original Submission Date:

Reporting Person:

WARD THOMAS J
SNAP-ON INCORPORATED
2801 80TH STREET KENOSHA, WI 53143

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-28 M 1,203 a $0.00 44,032 direct
COMMON STOCK 2019-12-28 F 503 d $169.20 43,529 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-28 deemed execution date M 1,203 (d) common stock 1,203 $0.00 0 direct
STOCK OPTION (RIGHT TO BUY) 144.69 2019-12-28 deemed execution date 0 ( ) 2025-02-12 common stock 42,000 $144.69 42,000 direct
STOCK OPTION (RIGHT TO BUY) 138.03 2019-12-28 deemed execution date 0 ( ) 2026-02-11 common stock 42,000 $138.03 42,000 direct
STOCK OPTION (RIGHT TO BUY) 168.7 2019-12-28 deemed execution date 0 ( ) 2018-02-09 2027-02-09 common stock 42,000 $168.70 42,000 direct
STOCK OPTION (RIGHT TO BUY) 161.18 2019-12-28 deemed execution date 0 ( ) 2019-02-15 2028-02-15 common stock 28,646 $161.18 28,646 direct
STOCK OPTION (RIGHT TO BUY) 155.92 2019-12-28 deemed execution date 0 ( ) 2020-02-14 2029-02-14 common stock 25,750 $155.92 25,750 direct
RESTRICTED STOCK UNITS 0.0 2019-12-28 deemed execution date 0 ( ) common stock 2,597 $0.00 2,597 direct
RESTRICTED STOCK UNITS 0.0 2019-12-28 deemed execution date 0 ( ) common stock 3,103 $0.00 3,103 direct
PERFORMANCE UNITS 0.0 2019-12-28 deemed execution date 0 ( ) common stock 3,192 $0.00 3,192 direct
PERFORMANCE UNITS 0.0 2019-12-28 deemed execution date 0 ( ) common stock 3,326 $0.00 3,326 direct
PERFORMANCE UNITS 0.0 2019-12-28 deemed execution date 0 ( ) common stock 3,104 $0.00 3,104 direct
Footnotes
IDfootnote
f1 the restricted stock units were earned based on company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.
f2 shares were withheld to cover tax withholding upon the vesting of the restricted stock units.
f3 1 for 1.
f4 option fully vested.
f5 original stock option grant vests in three annual installments beginning on the date listed in the "date exercisable" column.
f6 the restricted stock units were earned based on company performance during fiscal 2018. assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.
f7 the restricted stock units may be earned based on the achievement of certain company goals during fiscal 2019. assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. the target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
f8 if the company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. the target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
f9 if the company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. the target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
f10 if the company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. the target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
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