Accession Number: | 0001126328-19-000276 |
Date: | 2019-12-27 |
Issuer: | PRINCIPAL FINANCIAL GROUP INC (PFG) |
Original Submission Date: |
SHAFF KAREN E
711 HIGH STREET
DES MOINES, IA 50392
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-12-27 | A | 139 | a | $0.00 | 94,237 | direct | ||
COMMON STOCK | 2019-12-27 | 0 | $0.00 | 2,801 | indirect | ||||
COMMON STOCK | 2019-12-27 | 0 | $0.00 | 500 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | grant of restricted stock units. |
f2 | includes 9,749 shares acquired pursuant to the principal financial group, inc. employee stock purchase plan. |