Accession Number: | 0001230245-20-000006 |
Date: | 2019-12-31 |
Issuer: | PIPER JAFFRAY COMPANIES (PJC) |
Original Submission Date: |
SORAN PHILIP
800 NICOLLET MALL
MINNEAPOLIS, MN 55402
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-12-31 | A | 376 | a | $79.94 | 14,528 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 376 shares of phantom stock. the shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. |