Form Type: 4

SEC EDGAR Link
Accession Number:0001230245-20-000006
Date:2019-12-31
Issuer: PIPER JAFFRAY COMPANIES (PJC)
Original Submission Date:

Reporting Person:

SORAN PHILIP
800 NICOLLET MALL
MINNEAPOLIS, MN 55402

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-31 A 376 a $79.94 14,528 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 376 shares of phantom stock. the shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.
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