Form Type: 4

SEC EDGAR Link
Accession Number:0001501570-20-000031
Date:2020-01-01
Issuer: VERITEX HOLDINGS, INC. (VBTX)
Original Submission Date:

Reporting Person:

RIEBE MICHAEL CLAYTON
C/O VERITEX HOLDINGS, INC.
8214 WESTCHESTER DRIVE, SUITE 800 DALLAS, TX 75225

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-01 M 5,000 a $0.00 22,540 direct
COMMON STOCK 2020-01-01 F 1,465 d $29.13 21,075 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-01-01 deemed execution date M 5,000 (d) common stock 5,000 $0.00 10,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a right to receive at settlement one share of common stock of the company.
f2 in a transaction approved by a committee of the board of directors of the company, on january 1, 2019, the reporting person was granted 15,000 rsus subject to shareholder approval. the rsus vest in three equal annual installments beginning january 1, 2020. on may 21, 2019, the rsus granted to the reporting person received shareholder approval.
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