Form Type: 4

SEC EDGAR Link
Accession Number:0000098246-20-000010
Date:2019-12-30
Issuer: TIFFANY & CO (TIF)
Original Submission Date:

Reporting Person:

HARLAN LEIGH M.
TIFFANY & CO.
200 FIFTH AVENUE NEW YORK, NY 10010

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK $.01 PAR 2019-12-30 M 7,994 a $92.79 23,034 direct
COMMON STOCK $.01 PAR 2019-12-30 M 12,750 a $86.74 35,784 direct
COMMON STOCK $.01 PAR 2019-12-30 M 18,520 a $61.80 54,304 direct
COMMON STOCK $.01 PAR 2019-12-30 M 14,840 a $79.23 69,144 direct
COMMON STOCK $.01 PAR 2019-12-30 M 30,396 a $90.19 99,540 direct
COMMON STOCK $.01 PAR 2019-12-30 M 8,103 a $108.99 107,643 direct
COMMON STOCK $.01 PAR 2019-12-30 M 6,898 a $85.26 114,541 direct
COMMON STOCK $.01 PAR 2019-12-30 S 83,063 d $133.58 31,478 direct
COMMON STOCK $.01 PAR 2019-12-30 0 $0.00 12 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 92.79 2019-12-30 deemed execution date M 7,994 (d) 2024-03-19 common stock $.01 par 7,994 $92.79 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 86.74 2019-12-30 deemed execution date M 12,750 (d) 2025-01-14 common stock $.01 par 12,750 $86.74 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 61.8 2019-12-30 deemed execution date M 18,520 (d) 2026-01-20 common stock $.01 par 18,520 $61.80 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 79.23 2019-12-30 deemed execution date M 14,840 (d) 2027-01-19 common stock $.01 par 14,840 $79.23 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 90.19 2019-12-30 deemed execution date M 30,396 (d) 2027-03-16 common stock $.01 par 30,396 $90.19 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 108.99 2019-12-30 deemed execution date M 8,103 (d) 2028-01-17 common stock $.01 par 8,103 $108.99 2,701 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 85.26 2019-12-30 deemed execution date M 6,898 (d) 2029-01-17 common stock $.01 par 6,898 $85.26 6,898 direct
Footnotes
IDfootnote
f1 the price in column 4 is a weighted average price. the price actually received ranged from $133.4600 to $133.7700 per share. the reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the sec staff, upon request, information regarding the number of shares sold at each price within the range. the proceeds of the sale were applied to pay the exercise price, applicable taxes and commissions in connection with the exercise of the underlying options.
f2 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on march 19, 2014. the options vested in equal installments on march 19, 2015, 2016, 2017 and 2018.
f3 total grant 7,994 shares. 0 shares previously exercised.
f4 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on january 14, 2015. the options vested in equal installments on january 14, 2016, 2017, 2018 and 2019.
f5 total grant 17,000 shares. 4,250 shares previously exercised.
f6 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on january 20, 2016. the options were originally scheduled to vest in equal installments january 20, 2017, 2018, 2019 and 2020. 6,930 options that were initially scheduled to vest on january 20, 2020 were accelerated and vested on december 17, 2019.
f7 total grant 27,720 shares. 9,200 shares previously exercised.
f8 option granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on january 19, 2017. the options were originally scheduled to vest in equal installments on january 19, 2018, 2019, 2020 and 2021. 3,710 options that were initially scheduled to vest on january 19, 2020, and 3,710 options that were initially scheduled to vest on january 19, 2021, were accelerated and vested on december 17, 2019.
f9 total grant 14,840 shares. 0 shares previously exercised.
f10 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on march 16, 2017. the options were originally scheduled to vest in equal installments on march 16, 2018, 2019 and 2020. 10,132 options that were initially scheduled to vest on march 16, 2020 were accelerated and vested on december 17, 2019.
f11 total grant 30,396 shares. 0 shares previously exercised.
f12 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on january 17, 2018. the options were originally scheduled to vest in equal installments on january 17, 2019, 2020, 2021 and 2022. 2,701 options that were intially scheduled to vest on january 17, 2020, and 2,701 options that were initially scheduled to vest on january 17, 2021, were accelerated and vested on december 17, 2019. the remaining 2,701 options subject to this grant are scheduled to vest on the original vesting date of january 17, 2022.
f13 total grant 10,804 shares. 0 shares previously exercised.
f14 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on january 17, 2019. the options were originally scheduled to vest in equal installments on january 17, 2020, 2021, 2022 and 2023. 3,449 options that were initially scheduled to vest on january 17, 2020, and 3,449 options that were initially scheduled to vest on january 17, 2021, were accelerated and vested on december 17, 2019. the remaining 6,898 options subject to this grant are scheduled to vest in equal installments on the original vesting dates of january 17, 2022 and 2023.
f15 total grant 13,796 shares. 0 shares previously exercised.
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