Form Type: 4

SEC EDGAR Link
Accession Number:0001501570-20-000026
Date:2020-01-01
Issuer: VERITEX HOLDINGS, INC. (VBTX)
Original Submission Date:

Reporting Person:

HARPER ANGELA
C/O VERITEX HOLDINGS, INC.
8214 WESTCHESTER DRIVE, SUITE 800 DALLAS, TX 75225

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-01 M 3,333 a $0.00 28,196 f4 direct
COMMON STOCK 2020-01-01 F 988 d $29.13 27,208 f4 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-01-01 deemed execution date M 3,333 (d) common stock 3,333 $0.00 6,667 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a right to receive at settlement one share of common stock of the company.
f2 the reporting person's original form 3, and two subsequently filed form 4s incorrectly reported 10,000 shares of issuer common stock as owned directly through a personal ira. as indicated in this form 4, the reporting person holds 5,000 shares of issuer common stock in her personal ira.
f3 10,000 shares held in the name of pershing llc as custodian of the reporting person's personal ira.
f4 shares held in the name of pershing llc custodian of personal ira.
f5 in a transaction approved by a committee of the board of directors of the company, on january 1, 2019, the reporting person was granted 10,000 rsus subject to shareholder approval. the rsus vest in three equal annual installments beginning january 1, 2020. on may 21, 2019, the rsus granted to the reporting person received shareholder approval.
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