Accession Number: | 0001501570-20-000026 |
Date: | 2020-01-01 |
Issuer: | VERITEX HOLDINGS, INC. (VBTX) |
Original Submission Date: |
HARPER ANGELA
C/O VERITEX HOLDINGS, INC.
8214 WESTCHESTER DRIVE, SUITE 800
DALLAS, TX 75225
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-01-01 | M | 3,333 | a | $0.00 | 28,196 f4 | direct | ||
COMMON STOCK | 2020-01-01 | F | 988 | d | $29.13 | 27,208 f4 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-01-01 | deemed execution date | M | 3,333 (d) | common stock 3,333 | $0.00 | 6,667 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit ("rsu") represents a right to receive at settlement one share of common stock of the company. |
f2 | the reporting person's original form 3, and two subsequently filed form 4s incorrectly reported 10,000 shares of issuer common stock as owned directly through a personal ira. as indicated in this form 4, the reporting person holds 5,000 shares of issuer common stock in her personal ira. |
f3 | 10,000 shares held in the name of pershing llc as custodian of the reporting person's personal ira. |
f4 | shares held in the name of pershing llc custodian of personal ira. |
f5 | in a transaction approved by a committee of the board of directors of the company, on january 1, 2019, the reporting person was granted 10,000 rsus subject to shareholder approval. the rsus vest in three equal annual installments beginning january 1, 2020. on may 21, 2019, the rsus granted to the reporting person received shareholder approval. |