Form Type: 4

SEC EDGAR Link
Acccession Number:0000874977-20-000002
Date:2019-12-31
Issuer: STATE AUTO FINANCIAL CORP (STFC)
Original Submission Date:

Reporting Person:

ENGLISH STEVEN EUGENE
518 E. BROAD STREET
COLUMBUS, OH 43215

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES WITHOUT PAR VALUE 2019-12-31 F 397 d $31.02 36,756 direct
COMMONS SHARES WITHOUT PAR VALUE 2019-12-31 F 892 d $31.02 35,864 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents common shares surrendered by the reporting person to stfc (or disposed to the issuer thereof) for payment of tax liability incident to prior stock awards of 3,337 and 10,000 common shares in which 1,112 shares out of the 3,337 shares vested on 12/31/19; and 2,500 shares out of the 10,000 shares vested on 12/31/19. prior thereto, such disposition to the issuer had been approved by the stfc compensation committee pursuant to rule 16b-3(e) and is therefore exempt from the provisions of section 16(b) of the securities exchange act of 1934. the price per share of 31.02 represents the closing price of stfc's common shares on december 31, 2019.
f2 includes the following acquisitions: 80.799 shares acquired in march, 2019; 77.051 shares acquired in june, 2019; 82.457 shares acquired in september 2019; and 86.817 shares acquired in december 2019 as dividend reinvestment. also includes 371.273 shares acquired as dividend reinvestment-common..

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