Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-000553
Date:2019-12-05
Issuer: NACCO INDUSTRIES INC (NC)
Original Submission Date:

Reporting Person:

WILLIAMS DAVID B
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-05 G 111 a $0.00 11,861 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 11,639 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 10,167 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 11,417 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 8,792 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 7,326 indirect f4
CLASS A COMMON STOCK 2020-01-02 A 452 a $0.00 15,021 direct
CLASS A COMMON STOCK 0 $0.00 68,094 indirect f6
CLASS A COMMON STOCK 0 $0.00 2,553 indirect f7
CLASS A COMMON STOCK 0 $0.00 3,927 indirect f7
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 69,458 $0.00 69,458 indirect spouse/rai
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 41,827 $0.00 41,827 indirect to spouse by raiv (b)
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 9,195 $0.00 9,195 indirect by spouse/trust
Footnotes
IDfootnote
f1 n/a
f2 represents the reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares.
f3 represents the reporting person's child's proportionate limited partnership interest in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares.
f4 represents the reporting person's proportionate limited partnership interest in shares held by rankin associates ii, l.p.
f5 shares of class a common stock awarded to the reporting person as "required shares" under the company's non-employee directors' equity compensation plan
f6 held by trust for the benefit of reporting person's spouse. reporting person disclaims beneficial ownership of all such shares.
f7 reporting person is trustee of a trust for the benefit of reporting person's minor child. reporting person disclaims beneficial ownership of all such shares.
f8 represents the reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates i, l.p. reporting person disclaims beneficial ownership of all such shares.

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