Accession Number: | 0001127602-20-000553 |
Date: | 2019-12-05 |
Issuer: | NACCO INDUSTRIES INC (NC) |
Original Submission Date: |
WILLIAMS DAVID B
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS, OH 44124
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2019-12-05 | G | 111 | a | $0.00 | 11,861 | indirect | f2 | |
CLASS A COMMON STOCK | 2019-12-05 | G | 222 | d | $0.00 | 11,639 | indirect | f2 | |
CLASS A COMMON STOCK | 2019-12-05 | G | 222 | a | $0.00 | 10,167 | indirect | f3 | |
CLASS A COMMON STOCK | 2019-12-05 | G | 222 | d | $0.00 | 11,417 | indirect | f2 | |
CLASS A COMMON STOCK | 2019-12-05 | G | 222 | a | $0.00 | 8,792 | indirect | f3 | |
CLASS A COMMON STOCK | 2019-12-05 | G | 222 | a | $0.00 | 7,326 | indirect | f4 | |
CLASS A COMMON STOCK | 2020-01-02 | A | 452 | a | $0.00 | 15,021 | direct | ||
CLASS A COMMON STOCK | 2019-12-05 | 0 | $0.00 | 68,094 | indirect | f6 | |||
CLASS A COMMON STOCK | 2019-12-05 | 0 | $0.00 | 2,553 | indirect | f7 | |||
CLASS A COMMON STOCK | 2019-12-05 | 0 | $0.00 | 3,927 | indirect | f7 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2019-12-05 | deemed execution date | 0 ( ) | class a common stock 69,458 | $0.00 | 69,458 | indirect | spouse/rai | |||
CLASS B COMMON STOCK | 0.0 | 2019-12-05 | deemed execution date | 0 ( ) | class a common stock 41,827 | $0.00 | 41,827 | indirect | to spouse by raiv (b) | |||
CLASS B COMMON STOCK | 0.0 | 2019-12-05 | deemed execution date | 0 ( ) | class a common stock 9,195 | $0.00 | 9,195 | indirect | by spouse/trust |
ID | footnote |
---|---|
f1 | n/a |
f2 | represents the reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares. |
f3 | represents the reporting person's child's proportionate limited partnership interest in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares. |
f4 | represents the reporting person's proportionate limited partnership interest in shares held by rankin associates ii, l.p. |
f5 | shares of class a common stock awarded to the reporting person as "required shares" under the company's non-employee directors' equity compensation plan |
f6 | held by trust for the benefit of reporting person's spouse. reporting person disclaims beneficial ownership of all such shares. |
f7 | reporting person is trustee of a trust for the benefit of reporting person's minor child. reporting person disclaims beneficial ownership of all such shares. |
f8 | represents the reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates i, l.p. reporting person disclaims beneficial ownership of all such shares. |