Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-20-000547
Date:2019-12-05
Issuer: NACCO INDUSTRIES INC (NC)
Original Submission Date:

Reporting Person:

RANKIN ELIZABETH B
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, SUITE 220 MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-05 G 111 a $0.00 9,111 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 9,333 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 a $0.00 1,971 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 111 a $0.00 1,823 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 9,111 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 2,193 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 8,889 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 2,045 indirect f3
CLASS A COMMON STOCK 2020-01-02 A 452 a $0.00 16,289 indirect f5
CLASS A COMMON STOCK 0 $0.00 722 direct
CLASS A COMMON STOCK 0 $0.00 2,058 indirect f6
CLASS A COMMON STOCK 0 $0.00 645 indirect f7
CLASS A COMMON STOCK 0 $0.00 500 indirect f8
CLASS A COMMON STOCK 0 $0.00 563 indirect f7
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 n/a
f2 represents the reporting person's spouse's proportionate limited partnership interests in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares.
f3 held by trust for the benefit of reporting person's minor child. spouse serves as co-trustee with pnc bank. shares represent the minor child's proportionate limited interests in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares.
f4 spouse's shares of class a common stock awarded to the reporting person's spouse as "required shares" under the company's non-employee directors' equity compensation plan
f5 held in trust for benefit of reporting person's spouse. reporting person disclaims beneficial ownership of all such shares.
f6 represents the reporting person's proportionate limited partnership interests in shares held by rankin associates ii, l.p .
f7 held by a trust for reporting person's minor child. reporting person's spouse and reporting person's spouse's brother, james t. rankin, serve as co-trustees of the trust. reporting person disclaims beneficial ownership of all such shares.
f8 by spouse. reporting person disclaims beneficial ownership of all such shares.

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