Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-20-000542
Date:2019-12-05
Issuer: NACCO INDUSTRIES INC (NC)
Original Submission Date:

Reporting Person:

RANKIN MATTHEW M
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-05 G 111 a $0.00 9,111 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 9,333 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 111 a $0.00 1,971 indirect f4
CLASS A COMMON STOCK 2019-12-05 G 111 a $0.00 1,823 indirect f4
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 9,111 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 2,193 indirect f4
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 8,889 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 a $0.00 2,045 indirect f4
CLASS A COMMON STOCK 2020-01-02 A 452 a $0.00 16,289 indirect f6
CLASS A COMMON STOCK 0 $0.00 722 indirect f7
CLASS A COMMON STOCK 0 $0.00 2,058 indirect f8
CLASS A COMMON STOCK 0 $0.00 645 indirect f9
CLASS A COMMON STOCK 0 $0.00 500 direct
CLASS A COMMON STOCK 0 $0.00 563 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 as a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a stockholders' agreement, dated as of march 15, 1990, beneficially owned by each of the signatories to such agreement (the "agreement"), the reporting person disclaims beneficial ownership of any such shares of stock owned by any other signatory to the agreement.
f2 n/a
f3 represents the reporting person's proportionate limited partnership interests in shares held by rankin associates ii, l.p .
f4 shares represent the reporting person's minor child's proportionate limited interests in shares held by rankin associates ii, l.p. shares held by reporting person as co-trustee with pnc bank. reporting person disclaims beneficial ownership of all such shares.
f5 shares of class a common stock awarded to the reporting person as "required shares" under the company's non-employee directors' equity compensation plan.
f6 held through a trust for the benefit of reporting person.
f7 held by spouse. reporting person disclaims beneficial ownership of all such shares.
f8 represents the reporting person's spouse's proportionate limited partnership interests in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares.
f9 held by trust for reporting person's minor child. reporting person and reporting person's brother, james t. rankin are co-trustees of the trust. reporting person disclaims beneficial ownership of all such shares.

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