Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-000536
Date:2019-12-05
Issuer: NACCO INDUSTRIES INC (NC)
Original Submission Date:

Reporting Person:

RANKIN VICTOIRE G
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 23,989 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 319 indirect f3
CLASS A COMMON STOCK 2019-12-05 G 222 d $0.00 97 indirect f3
CLASS A COMMON STOCK 2020-01-02 A 714 a $0.00 256,567 indirect f5
CLASS A COMMON STOCK 0 $0.00 14,160 indirect f6
CLASS A COMMON STOCK 0 $0.00 1,975 indirect f7
CLASS A COMMON STOCK 0 $0.00 18,625 indirect f8
CLASS A COMMON STOCK 0 $0.00 9,600 indirect f9
CLASS A COMMON STOCK 0 $0.00 14,313 indirect f10
CLASS A COMMON STOCK 0 $0.00 34,936 indirect f11
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 14,322 $0.00 14,322 indirect amr - rai (b)
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,404 $0.00 1,404 indirect amr - raiv (b)
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 134,209 $0.00 134,209 indirect amr trust-b
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 25 $0.00 25 indirect amr-raiv-gp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 59,675 $0.00 59,675 indirect btr - btrust - raiv
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 59,498 $0.00 59,498 indirect btr - rai (b)
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 5,370 $0.00 5,370 indirect reporting person's spouse serves as trustee of btr 2012 gst for the benefit of clara williams
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 5,370 $0.00 5,370 indirect reporting person's spouse serves as trustee of btr 2012 gst for the benefit of helen butler
Footnotes
IDfootnote
f1 n/a
f2 btr ra2-represents the proportionate limited partnership interest in shares held by rankin associates ii, l.p. reporting person's spouse serves as the trustee of the trust which is held for the benefit of bruce t rankin. reporting person disclaims beneficial ownership of all such shares.
f3 represents the reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates ii, l.p. reporting person disclaims beneficial ownership of all such shares.
f4 spouse's shares of class a common stock awarded to the reporting person's spouse as "required shares" under the company's non-employee directors' equity compensation plan
f5 reporting person's spouse serves as trustee of a trust for the benefit of alfred m. rankin, jr. reporting person disclaims beneficial ownership of all such shares.
f6 held in an individual retirement account for the benefit of the reporting person's spouse. reporting person disclaims beneficial ownership of all such shares.
f7 represents the reporting person's spouse's proportionate interest in shares held by rankin management, inc. ("rmi"). reporting person disclaims beneficial ownership of all such shares.
f8 reporting person's spouse serves as trustee of trusts for the benefit of the estate of alfred m. rankin, sr. reporting person disclaims beneficial ownership of all such shares.
f9 reporting person's spouse serves as trustee of trusts for the benefit of each of grantor's grandchildren. reporting person disclaims beneficial onwership of all such shares.
f10 reporting person's spouse serves as trustee of trusts for the benefit of bruce t rankin. reporting person disclaims beneficial ownership of all such shares.
f11 reporting person's spouse serves as trustee of a trust for the benefit of victoire g. rankin.
f12 represents reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates i, l.p. reporting person disclaims beneficial ownership of all such shares.
f13 represents the reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates iv, l.p. reporting person disclaims any beneficial ownership.
f14 reporting person's spouse serves as trustee of a trust for the benefit of alfred m. rankin, jr. reporting person disclaims beneficial ownership of all such shares.
f15 represents reporting person's spouse's proportionate limited partnership interest in shares held by rankin associates iv, l.p. reporting person disclaims beneficial ownership of all such shares.
f16 btr ra4-represents the proportionate limited partnership interest in shares held by rankin associates iv, l.p. reporting person's spouse serves as the trustee of the trust which is held for the benefit of bruce t rankin. reporting person disclaims beneficial ownership of all such shares.
f17 represents the proportionate limited partnership interest in shares held by rankin associates i, l.p., which is held in a trust for the benefit of bruce t. rankin. reporting person's spouse serves as the trustee of the trust. reporting person disclaims beneficial ownership of all such shares.

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