Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-000937
Date:2019-12-31
Issuer: SPOK HOLDINGS, INC (SPOK)
Original Submission Date:

Reporting Person:

RICE CALVIN
C/O SPOK HOLDINGS, INC.
6850 VERSAR CTR STE 400 SPRINGFIELD, VA 22151

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-31 M 1,471 a $12.23 2,360 direct
COMMON STOCK 2019-12-31 F 528 d $12.23 1,832 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-31 deemed execution date M 281 (d) common stock 281 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2019-12-31 deemed execution date M 421 (d) common stock 421 $0.00 421 direct
RESTRICTED STOCK UNITS 0.0 2019-12-31 deemed execution date M 769 (d) common stock 769 $0.00 1,540 direct
Footnotes
IDfootnote
f1 each restricted stock units ("rsus") represents a contingent right to receive one share of the issuer's common stock.
f2 on december 31, 2019, 281 rsus vested.
f3 on december 31, 2019, 421 rsus vested. the remaining 421 rsus will vest on december 31, 2020 (e.g. "three equal annual installments").
f4 on december 31, 2019, 769 rsus vested. the remaining 1540 will vest on december 31, 2020 and december 31, 2021 (e.g. "three equal annual installments").
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