Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-20-000151
Date:2019-12-31
Issuer: HILLTOP HOLDINGS INC. (HTH)
Original Submission Date:

Reporting Person:

LITTLEFAIR ANDREW J
2323 VICTORY AVENUE, SUITE 1400
DALLAS, TX 75219

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-31 A 264 a $25.05 15,306 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares acquired pursuant to the hilltop holdings inc. 2012 equity incentive plan as compensation for services rendered as a director in the fourth calendar quarter of 2019.
f2 price per share calculated using the average closing price per share for the period from december 17, 2019 to december 31, 2019.
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