Accession Number: | 0001127602-20-000941 |
Date: | 2019-12-31 |
Issuer: | VOYA FINANCIAL, INC. (VOYA) |
Original Submission Date: |
WALSH PATRICIA J
230 PARK AVENUE
NEW YORK, NY 10169
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-31 | 0 | $0.00 | 27,488 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
DEFERRED SAVINGS PLAN ISSUER STOCK UNITS | 0.0 | 2019-12-31 | deemed execution date | A | 5 (a) | common stock 5 | $0.00 | 1,678 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2019-12-31 | deemed execution date | 0 ( ) | common stock 22,814 | $0.00 | 22,814 | direct | ||||
PERFORMANCE STOCK UNIT | 0.0 | 2019-12-31 | deemed execution date | 0 ( ) | common stock 43,321 | $0.00 | 43,321 | direct | ||||
PERFORMANCE-BASED STOCK OPTIONS | 0.0 | 2019-12-31 | deemed execution date | 0 ( ) | common stock 158,574 | $0.00 | 158,574 | direct |
ID | footnote |
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f1 | each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. the reporting person may reallocate investments in these units to alternative investments in the future. |
f2 | includes dividend of 4.126 shares. |
f3 | the stock units will vest based on their respective award agreements. |
f4 | the number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above. |
f5 | the options vest based on the conditions set forth in their respective agreements. |