Accession Number: | 0001570585-20-000006 |
Date: | 2019-12-31 |
Issuer: | LIBERTY GLOBAL PLC (LBTY) |
Original Submission Date: |
WARGO J DAVID
161 HAMMERSMITH ROAD
LONDON, X0
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A ORDINARY SHARES | 2019-12-31 | A | 70 | a | $22.74 | 58,360 | direct | ||
CLASS C ORDINARY SHARES | 2019-12-31 | A | 140 | a | $21.80 | 174,087 | direct | ||
CLASS C ORDINARY SHARES | 2019-12-31 | 0 | $0.00 | 32 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS A SHARE FUND UNITS | 0.0 | 2019-12-31 | deemed execution date | A | 400 (a) | class a ordinary shares 400 | $0.00 | 8,539 | direct | |||
CLASS C SHARE FUND UNITS | 0.0 | 2019-12-31 | deemed execution date | A | 800 (a) | class c ordinary shares 800 | $0.00 | 19,076 | direct |
ID | footnote |
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f1 | acquired in accordance with the terms of the liberty global 2014 nonemployee director incentive plan for the equity portion of the fees paid to the reporting person for his services as a director. the number of shares was determined using the closing market price of the applicable class of ordinary shares on december 31, 2019. |
f2 | the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 or for any other purpose. |
f3 | the share fund units represent the economic equivalent of one share of the corresponding class of the issuer's ordinary shares. the share fund units confer no voting or other rights of stock ownership. the share fund units will be payable, in shares of the corresponding class of the issuer's ordinary shares, in accordance with the director deferred compensation plan. |
f4 | the share fund units represent the deferral of shares for a portion of the fees paid to the reporting person for his services as a director. the number of share fund units acquired is based on the closing prices of the applicable class of issuer's ordinary shares on december 31, 2019, with the value of any fractional shares deferred in cash. |