Form Type: 4

SEC EDGAR Link
Accession Number:0001273685-20-000004
Date:2020-01-01
Issuer: NEW YORK MORTGAGE TRUST INC (NYMT)
Original Submission Date:

Reporting Person:

REESE NATHAN R
C/O NEW YORK MORTGAGE TRUST, INC.
90 PARK AVENUE NEW YORK, NY 10016

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-01-01 deemed execution date A 26,752 (a) common stock, par value $0.01 per share 26,752 $0.00 26,752 direct
Footnotes
IDfootnote
f1 represents restricted stock units ("rsus") issued pursuant to new york mortgage trust's ("nymt") 2017 equity incentive plan (as amended) under nymt's 2020 long-term equity plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. pursuant to a restricted stock unit award agreement (the "rsu award agreement"), the rsus represent the right to receive shares of common stock of nymt on a one-to-one basis upon vesting, subject to the terms andconditions of the rsu award agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of nymt equivalent to any dividends paid by nymt on the shares ofnymt common stock underlying the rsus.
WhaleWisdom Logo

Elevate your investments