Form Type: 4

SEC EDGAR Link
Acccession Number:0000874977-20-000003
Date:2019-12-31
Issuer: STATE AUTO FINANCIAL CORP (STFC)
Original Submission Date:

Reporting Person:

SPRIGGS ELISE MARIE
518 E. BROAD STREET
COLUMBUS, OH 43215

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES WITHOUT PAR VALUE 2019-12-31 F 193 d $31.02 3,339 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents common shares surrendered by the reporting person to stfc (or disposed to the issuer thereof) for payment of tax liability incident to a prior stock award of 1,616 common shares in which 539 shares vested on 12/31/19. prior thereto, such disposition to the issuer had been approved by the stfc compensation committee pursuant to rule 16b-3 (e) and is therefore exempt from the provisions of section 16(b) of the securities exchange act of 1934. the price per share of 31.02 represents the closing price of stfc's common shares on december 31, 2019.
f2 includes the following acquisitions: 352.602 shares acquired in june 2019 under the stfc employee stock purchase plan; also includes 41.434 shares acquired as dividend reinvestment-common.

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