Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-20-000529
Date:2019-12-05
Issuer: NACCO INDUSTRIES INC (NC)
Original Submission Date:

Reporting Person:

RANKIN ALFRED M ET AL
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,988 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,877 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,766 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,655 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,544 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,433 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,322 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,211 indirect f2
CLASS A COMMON STOCK 2019-12-05 G 111 d $0.00 24,100 indirect f2
CLASS A COMMON STOCK 0 $0.00 14,160 indirect f3
CLASS A COMMON STOCK 0 $0.00 97 indirect f4
CLASS A COMMON STOCK 0 $0.00 1,975 indirect f5
CLASS A COMMON STOCK 0 $0.00 18,625 indirect f6
CLASS A COMMON STOCK 0 $0.00 9,600 indirect f7
CLASS A COMMON STOCK 0 $0.00 256,567 indirect f8
CLASS A COMMON STOCK 0 $0.00 14,313 indirect
CLASS A COMMON STOCK 0 $0.00 34,936 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 14,322 $0.00 14,322 indirect amr-rai/b
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,404 $0.00 1,404 indirect amr - raiv
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 134,209 $0.00 134,209 indirect amr - trust - b
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 25 $0.00 25 indirect amr raiv - gp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 59,675 $0.00 59,675 indirect btr - raiv
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 5,370 $0.00 5,370 indirect reporting person serves as trustee of btr 2012 gst for the benefit of clara williams
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 5,370 $0.00 5,370 indirect reporting person serves as trustee of btr 2012 gst trust for the benefit of helen r. butler
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 59,498 $0.00 59,498 indirect btr rai/b
Footnotes
IDfootnote
f1 n/a
f2 represents the proportionate limited partnership interest in shares held by rankin associates ii, l.p., which is held in a trust for the benefit of bruce t. rankin. reporting person serves as the trustee of the trust. reporting person disclaims beneficial ownership of all such shares.
f3 held in an individual retirement account for the benefit of the reporting person.
f4 represents the reporting person's proportionate limited partnership interest in shares held by rankin associates ii, l.p.
f5 represents the reporting person's proportionate limited partnership interest in shares of rankin associates ii, l.p. held by rankin management, inc. ("rmi"), as general partner.
f6 reporting person serves as trustee of trusts for the benefit of the estate of alfred m. rankin. reporting person disclaims beneficial ownership of all such shares.
f7 reporting person serves as trustee of trusts for the benefit of each of grantor's grandchildren. reporting person disclaims beneficial ownership of all such shares.
f8 reporting person serves as trustee of a trust for the benefit of alfred m. rankin, jr.
f9 reporting person serves as trustee of a trust for the benefit of victoire g. rankin. reporting person disclaims beneficial ownership of all such shares.
f10 represents the proportionate limited partnership interest in shares held by rankin associates i, l.p., which is held in a qualified annuity interest trust for the benefit of reporting person.
f11 represents reporting person's proportionate limited partnership interest in shares held by rankin associates iv, l.p.
f12 (btr) reporting person serves as trustee of brother's trust. the trust includes proportionate limited partnership interest in shares held by rankin associates i, ii and iv l.p. and class a and b common stock; all of which are held in a trust for the benefit of reporting person's brother, bruce t. rankin. reporting person disclaims beneficial ownership of all such shares.
f13 represents the proportionate limited partnership interest in shares held by rankin associates i, l.p., which is held is a trust for the benefit of bruce t. rankin. reporting person serves as the trustee of the trust. reporting person disclaims beneficial ownership of all such shares.

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