| Accession Number: | 0000892553-20-000023 |
| Date: | 2020-01-02 |
| Issuer: | CHART INDUSTRIES INC (GTLS) |
| Original Submission Date: |
BISHOP JOHN CHAMPION VII
C/O CHART INDUSTRIES, INC.
3055 TORRINGTON DRIVE
BALL GROUND, GA 30080
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2020-01-02 | A | 2,910 | a | $0.00 | 18,490 | direct | ||
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2020-01-02 | F | 4,036 | d | $68.80 | 14,454 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 68.8 | 2020-01-02 | deemed execution date | A | 6,120 (a) | 2030-01-02 | common stock 6,120 | $68.80 | 6,120 | direct |
| ID | footnote |
|---|---|
| f1 | these restricted share units were granted on january 2, 2020 pursuant to the chart industries, inc. 2017 omnibus equity plan in an exempt transaction under rule 16b-3. shares of company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements. |
| f2 | the reporting person surrendered 4,036 shares to satisfy tax withholding liabilities in an exempt transaction under rule 16b-3. |
| f3 | these options were granted on january 2, 2020 pursuant to the chart industries, inc. 2017 omnibus equity plan in an exempt transaction under rule 16b-3. the options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. |
