Form Type: 4

SEC EDGAR Link
Accession Number:0000824142-20-000004
Date:2020-01-02
Issuer: AAON, INC. (AAON)
Original Submission Date:

Reporting Person:

ASBJORNSON SCOTT M
708 W. 79TH STREET S.
TULSA, OK 74132

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $.004 2020-01-02 F 531 d $49.89 855,716 direct
COMMON STOCK, PAR VALUE $.004 2020-01-02 W 101 a $0.00 855,817 direct
COMMON STOCK, PAR VALUE $.004 2020-01-03 G 294 a $0.00 856,111 direct
COMMON STOCK, PAR VALUE $.004 2020-01-04 F 631 d $50.35 855,480 direct
COMMON STOCK, PAR VALUE $.004 2020-01-02 0 $0.00 1,776 indirect
COMMON STOCK, PAR VALUE $.004 2020-01-02 0 $0.00 540,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 21.93 2020-01-02 deemed execution date 0 ( ) 2016-01-02 2025-01-02 common stock 961 $21.93 961 direct
STOCK OPTION (RIGHT TO BUY) 22.15 2020-01-02 deemed execution date 0 ( ) 2017-01-04 2026-01-04 common stock 2,672 $22.15 2,672 direct
STOCK OPTION (RIGHT TO BUY) 34.1 2020-01-02 deemed execution date 0 ( ) 2018-01-04 2027-01-04 common stock 19,530 $34.10 19,530 direct
STOCK OPTION (RIGHT TO BUY) 36.95 2020-01-02 deemed execution date 0 ( ) 2019-01-02 2028-01-02 common stock 31,920 $36.95 31,920 direct
STOCK OPTION (RIGHT TO BUY) 41.37 2020-01-02 deemed execution date 0 ( ) 2020-03-11 2029-03-11 common stock 69,000 $41.37 69,000 direct
Footnotes
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