Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-20-000176
Date:2020-01-03
Issuer: PRICE T ROWE GROUP INC (TROW)
Original Submission Date:

Reporting Person:

OESTREICHER DAVID
100 E. PRATT STREET
BALTIMORE, MD 21202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-03 M 1,024 a $77.94 97,842 direct
COMMON STOCK 2020-01-03 M 256 a $78.44 98,098 direct
COMMON STOCK 2020-01-03 M 769 a $78.44 98,867 direct
COMMON STOCK 2020-01-03 M 1,025 a $80.95 99,892 direct
COMMON STOCK 2020-01-03 M 999 a $70.92 100,891 direct
COMMON STOCK 2020-01-03 F 2,930 d $124.75 97,961 direct
COMMON STOCK 2020-01-03 A 12 a $122.83 97,973 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 77.9443 2020-01-03 deemed execution date M 1,024 (d) 2019-12-10 2024-02-19 common stock 1,024 $77.94 0 direct
STOCK OPTION 78.4419 2020-01-03 deemed execution date M 256 (d) 2019-12-10 2024-09-09 common stock 256 $78.44 0 direct
STOCK OPTION 78.4419 2020-01-03 deemed execution date M 769 (d) 2024-09-09 common stock 769 $78.44 0 direct
STOCK OPTION 80.9493 2020-01-03 deemed execution date M 1,025 (d) 2025-02-19 common stock 1,025 $80.95 0 direct
STOCK OPTION 70.92 2020-01-03 deemed execution date M 999 (d) 2025-09-10 common stock 999 $70.92 759 direct
Footnotes
IDfootnote
f1 vests 1,024 share(s) on 10-dec-2015, 1,025 share(s) on 09-dec-2016, 1,025 share(s) on 08-dec-2017, 1,025 share(s) on 10-dec-2018, 769 share(s) on 10-dec-2019
f2 vests 1,024 share(s) on 09-dec-2016, 1,025 share(s) on 08-dec-2017, 1,025 share(s) on 10-dec-2018, 1,025 share(s) on 10-dec-2019
f3 vests 1,000 share(s) on 09-dec-2016, 999 share(s) on 08-dec-2017, 998 share(s) on 10-dec-2018, 999 share(s) on 10-dec-2019, 759 share(s) on 10-dec-2020
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