Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-20-001110
Date:2020-01-02
Issuer: HOLOGIC INC (HOLX)
Original Submission Date:

Reporting Person:

OBERTON KARLEEN MARIE
250 CAMPUS DRIVE
MARLBOROUGH, MA 01752

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-02 M 10,375 a $21.45 39,331 direct
COMMON STOCK 2020-01-02 M 5,973 a $23.82 45,304 direct
COMMON STOCK 2020-01-02 S 10,375 d $51.66 34,929 direct
COMMON STOCK 2020-01-02 S 5,973 d $51.85 28,956 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 21.45 2020-01-02 deemed execution date M 10,375 (d) 2014-11-18 2020-11-18 common stock 10,375 $21.45 0 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 23.82 2020-01-02 deemed execution date M 5,973 (d) 2015-05-26 2021-05-26 common stock 5,973 $23.82 0 direct
Footnotes
IDfootnote
f1 transaction pursuant to an existing 10b5-1 trading plan.
f2 includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the issuer's deferred equity plan.
f3 the price reported is the weighted average price per share. shares were sold in multiple transactions at prices ranging from $51.55 to $51.785 per share. the reporting person will provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
f4 the price reported is the weighted average price per share. shares were sold in multiple transactions at prices ranging from $51.535 to $52.13 per share. the reporting person will provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
f5 this option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, november 18, 2013.
f6 this option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, may 26, 2014.

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