Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-20-001231
Date:2020-01-03
Issuer: PULTEGROUP INC/MI/ (PHM)
Original Submission Date:

Reporting Person:

SCHLAGETER STEPHEN P
3350 PEACHTREE ROAD NORTHEAST
SUITE 150 ATLANTA, GA 30326

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-03 F 2,083 d $38.76 82,608 direct
UNITS 0 $0.00 1,311 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
f2 represents units of the pultegroup, inc. stock fund (the "fund") of the pultegroup, inc. 401(k) plan. the fund consists of cash and common stock in amounts that vary from time to time. the reporting person's units represented 2,994.121 shares of pultegroup, inc. common stock held in the fund as of january 2, 2020.

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