Form Type: 4

SEC EDGAR Link
Accession Number:0001177648-20-000005
Date:2019-12-16
Issuer: ENANTA PHARMACEUTICALS INC (ENTA)
Original Submission Date:

Reporting Person:

GARDINER NATHANIEL S.
C/O ENANTA PHARMACEUTICALS, INC.
500 ARSENAL STREET WATERTOWN, MA 02472

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-16 M 5,250 a $0.00 24,989 direct
COMMON STOCK 2019-12-16 F 2,331 d $63.88 22,658 direct
COMMON STOCK 2019-12-16 0 $0.00 16,645 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-16 deemed execution date M 5,250 (d) common stock 5,250 $0.00 5,250 direct
Footnotes
IDfootnote
f1 represents shares of enta common stock subject to a restricted stock unit award granted on november 18, 2016 that vested on november 18, 2019. the settlement and issuance of the shares was subject to continued employment and occurred on december 16, 2019.
f2 restricted stock units convert into enta common stock on a one-for-one basis.
f3 represents the number of shares of enta common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of the restricted stock unit award.
f4 on april 10, 2019, the reporting person contributed 16,645 shares of common stock to a grantor retained annuity trust for the benefit of himself and his two adult children.
f5 on november 18, 2016, the reporting person was granted 10,500 restricted stock units. 5,250 restricted stock units vested on november 18, 2019 and the remainder will vest on november 18, 2020, subject to the reporting person's continued employment.
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