Form Type: 4

SEC EDGAR Link
Acccession Number:0001104659-20-001682
Date:2020-01-02
Issuer: IOVANCE BIOTHERAPEUTICS, INC. (IOVA)
Original Submission Date:

Reporting Person:

FARDIS MARIA
999 SKYWAY ROAD, SUITE 150
SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-02 F 1,562 d $26.68 306,691 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 exempt transaction pursuant to section 16(b) and the rules thereunder. all of the shares reported as disposed of in this form 4 were automatically withheld by the issuer in accordance with the terms of the grant of the restricted stock units ("rsus") dated june 1, 2016, to satisfy federal and state tax withholding and payment obligations resulting from the vesting and settlement of rsus. the reporting person did not receive or sell any of the shares reported on this form 4 item; these shares were withheld and subsequently canceled by the issuer in accordance with the foregoing. the grant of the rsus was previously reported in table i of the reporting person's initial form 4 reporting the acquisition of common stock pursuant to the june 1, 2016 grant.
f2 shares reported include unvested rsus.

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