Form Type: 4

SEC EDGAR Link
Acccession Number:0001015780-20-000009
Date:2020-01-02
Issuer: E TRADE FINANCIAL CORP (ETFC)
Original Submission Date:

Reporting Person:

LEIBOWITZ SHELLEY B
671 NORTH GLEBE ROAD
BALLSTON TOWER ARLINGTON, VA 22203

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-02 A 655 a $0.00 25,411 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents quarterly board fees deferred into restricted stock units ("dsus"). each dsu vests in full on january 2, 2021 and represents a contingent right to receive one share of the company's common stock.

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