Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-002024
Date:2020-01-02
Issuer: CENTERPOINT ENERGY INC (CNP)
Original Submission Date:

Reporting Person:

PROCHAZKA SCOTT M
1111 LOUISIANA
HOUSTON, TX 77002

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-02 S 7,000 d $26.83 366,169 direct
COMMON STOCK 2020-01-02 0 $0.00 7,335 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sale of shares reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person. the adoption of the trading plan was previously disclosed by the issuer in its current report on form 8-k filed with the securities and exchange commission ("sec") on march 5, 2019.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $26.69 to $27.33, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 total includes (i) 54,115 time-based restricted stock units ("rsus") previously awarded under the issuer's long-term incentive plan (the "plan") and vesting in february 2020, (ii) 61,515 rsus previously awarded under the plan and vesting in february 2021, and (iii) 57,227 rsus previously awarded under the plan and vesting in february 2022. the award to vest in 2020 shall vest if the reporting person continues to be an employee of issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. the above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of issuer from grant date through vesting date and (ii) in the event of his disability or death. also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.
f4 equivalent shares held in centerpoint energy, inc. savings plan.
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